Bats language

Results: 59



#Item
41Investment / Financial markets / Financial system / General Securities Representative Exam / Professional certification in finance / Registered representative / Investment banking / Proprietary trading / Stock exchange / United States securities law / Stock market / Financial economics

Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. Rules of BATS Y-Exchange, Inc. ***** CHAPTER II. MEMBERS OF THE EXCHANGE *****

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Source URL: www.sec.gov

Language: English - Date: 2013-08-21 12:59:22
42Law / Business law / Legal entities / Stock market / Corporate governance / Board of directors / Quorum / Corporate law / Corporation / Business / Corporations law / Private law

Exhibit 5E Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. [AMENDED AND RESTATED] [BYLAWS OF] [BATS GLOBAL MARKETS, INC.]

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Language: English - Date: 2013-12-06 17:11:10
43Rebate / Sales promotion / Market maker / Market liquidity / Economics / Business / Order / Financial markets / Stock market / Finance

Note: Proposed new language is underlined. Proposed deletions are enclosed in brackets. BATS BZX Exchange Fee Schedule Effective [October 1] November 1, 2012 The following is the Schedule of Fees (pursuant to Rule 15.1(a

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Source URL: www.sec.gov

Language: English - Date: 2012-11-12 09:47:22
44Law / Business law / Legal entities / English law / Types of business entity / Board of directors / Quorum / Corporate law / Incorporation / Corporations law / Business / Private law

Exhibit 5E Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. [AMENDED AND RESTATED] [BYLAWS OF] [BATS GLOBAL MARKETS, INC.]

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Language: English - Date: 2013-12-06 16:56:02
45Corporations law / Types of business entity / Economics / Corporate finance / Equity securities / Corporation / Corporate law / Stock / Incorporation / Business / Stock market / Financial economics

Exhibit 5D Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. [SECOND] AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BATS GLOBAL MARKETS, INC. [(Pursuant to Sections 242 and

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Language: English - Date: 2013-12-06 17:10:38
46United States securities law / Financial markets / Order / Stock trader / Finance / 73rd United States Congress / United States Securities and Exchange Commission / Flash Crash / Securities Exchange Act / Stock market / Financial economics / Investment

Exhibit 5 Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. Rules of BATS Exchange, Inc. ***** CHAPTER XI.

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Language: English - Date: 2013-09-27 08:53:07
47Corporations law / Types of business entity / Economics / Corporate finance / Equity securities / Corporation / Corporate law / Stock / Incorporation / Business / Stock market / Financial economics

Exhibit 5D Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. [SECOND] AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BATS GLOBAL MARKETS, INC. [(Pursuant to Sections 242 and

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Language: English - Date: 2013-12-06 16:42:00
48Private law / Board of directors / Business law / Committees / Management / Law / Chicago Stock Exchange / Heights Community Council / Corporate governance / Business / Corporations law

Exhibit 5F Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. [SECOND] THIRD AMENDED AND RESTATED [BY-LAWS] BYLAWS OF BATS EXCHANGE, INC. (a Delaware corporation)

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Language: English - Date: 2013-12-06 16:45:48
49Auction theory / Auctioneering / Financial economics / Order / Investment / Volatility / Auction / Business / Stock market / Mathematical finance

SR-BATS[removed]Exhibit 5 Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. Rules of BATS Exchange, Inc.

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Source URL: www.sec.gov

Language: English - Date: 2013-12-23 08:22:48
50Finance / American depositary receipt / Security / Depositary receipt / Stock exchange / Preferred stock / Qualified institutional placement / SEC filing / Stock market / Financial economics / Investment

SR-BYX[removed]Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. Rules of BATS Y-Exchange, Inc. ****** Chapter XIV. Securities Traded

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Language: English - Date: 2013-10-08 16:13:57
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